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NTRA Wagering Technology Working Group and Giuliani Partners Outline Program To Improve Wagering Security

August 17, 2003        



Contact: Chip Tuttle (978) 804-3361

The NTRA Wagering Technology Working Group (WTWG) and Giuliani Partners LLC today outlined recommendations for improving the electronic security of the United States pari-mutuel wagering system. The recommendations were delivered during the 51st annual Jockey Club Round Table Conference on Matters Pertaining to Racing, held at the Gideon Putnam Hotel in Saratoga Springs, N.Y.

The WTWG Report recommends three key measures to improve security:

  • Create a National Office of Wagering Security

  • Establish uniform, minimum security standards for entities in the pari-mutuel wagering system

  • Enhance the technology infrastructure of the wagering system to enable incorporation of additional cyber-security measures.

    “The Report finds that the steps taken in the aftermath of the attempted wagering fraud in connection with last year's Breeders' Cup were timely and effective,” said NTRA Commissioner Tim Smith. “In addition, a sustained effort is needed to ensure that any future attempts to compromise wagering security are detected and deterred. In this regard, we are no different than other industries that seek to compete and grow through electronic commerce.”

    The Report concludes that a national office, headed by an individual with cyber-security expertise, will be responsible for maintaining security standards and for coordinating response to any incidents, including working with law enforcement officials and state racing commissions.

    “The National Thoroughbred Racing Association and the entire horseracing community are committed to protecting one of America's most popular sports and entertainment activities,” said Rudolph W. Giuliani, chairman and chief executive officer of Giuliani Partners. “Horseracing fans can be confident that the actions outlined at today's conference will enhance the integrity of electronic wagering systems.”

    The WTWG and a related funding organization, the Wagering Integrity Alliance, were formed in the wake of an attempted $3 million fraud involving the 2002 Breeders' Cup Ultra Pick Six by a now-former employee of one of the industry's totalisator (“tote”) companies. The former tote employee and his accomplices were apprehended, tried and imprisoned, with all monies from the Pick Six wagering pool subsequently paid, with interest, to bettors whose wagers were made legally.

    Since the Pick Six incident, the pari-mutuel industry as a whole has implemented specific measures to ensure that the circumstances that led to the attempted fraud cannot be repeated, including:

  • Tightened physical security for areas housing tote systems

  • Immediate review and tightening of access rules for authenticated systems users

  • Industry-wide use of interactive voice response (IVR) recording equipment or similar technology to provide a back-up record of wagers made through the account wagering network

  • Developing and implementing “progressive scanning” software at all relevant U.S. wagering outlets. Progressive scanning software enables each outlet to detect in real time any attempted change to multi-leg wagering selections.

    “These steps are vitally important for maintaining security standards,” added Giuliani. “They are a foundation for comprehensive, long-term improvement, and the industry is to be commended for moving so quickly and so substantively.”

    The WTWG retained Giuliani Partners as its security consultant and also hired the Technology and Security Risk Services practice of Ernst & Young to assess the current wagering system.

    The Working Group Report also recapped the WTWG's ongoing examination of other Pick Six and Pick Four wagers placed in 2002 to determine whether there was any evidence of more widespread fraud. After reviewing more than 1,100 Pick Four and Pick Six tickets that paid in excess of $10,000, the Working Group and Giuliani Partners have found no evidence of any further fraud beyond those incidents previously reported.

    The Working Group's members are:

    Paul Berube, president, Thoroughbred Racing Protective Bureau

    Gary Carpenter, executive director of racing, American Quarter Horse Association

    Dan Fick, executive director and executive vice president, The Jockey Club

    Jim Gallagher, vice president of regulatory compliance, New York Racing Association

    Ed Hannah, executive vice president, corporate development and general counsel, Magna Entertainment Corp.

    Jay Hickey, president, American Horse Council

    Frank Lamb, executive director, North American Pari-Mutuel Regulators Association

    Alan Marzelli, president, The Jockey Club

    Ron Nichol, director – program coordination and national standards, Canadian Pari-Mutuel Agency

    Lonny Powell, president, Association of Racing Commissioners International

    Jim Quinn, Thoroughbred racing fan ombudsman

    Chris Scherf, executive vice president, Thoroughbred Racing Associations

    Michael Shagan, pari-mutuel industry consultant

    Tim Smith, NTRA Commissioner

    David Sweazy, vice president of operations, Churchill Downs Incorporated

    D.G. Van Clief, Jr., president, Breeders' Cup Limited

    Supporters for the Wagering Integrity Alliance include:

    Founding Members

    National Thoroughbred Racing Association

    Breeders' Cup Limited

    Churchill Downs Incorporated

    Magna Entertainment Corp.

    New York Racing Association

    Oak Tree Racing Association

    The Jockey Club

    TVG Network

    Thoroughbred Auction Companies (Keeneland, Fasig-Tipton, etc.)

    Supporters

    American Association of Equine Practitioners

    American Quarter Horse Association

    Daily Racing Form

    Del Mar Thoroughbred Club

    Emerald Downs

    Fairplex Park

    Horsemen's Benevolent and Protective Association

    Los Alamitos Racecourse

    New Jersey Sports & Exposition Authority

    Retama Park

    Ruidoso Downs

    Thoroughbred Horsemen's Association

    Thoroughbred Owners and Breeders Association

    Thoroughbred Owners of California

    Winnercomm

    -30-

    For the full report, click here.






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